Compliance & Risk Management Summit | Who Should Attend

This conference is specifically designed for:

Portfolio and Fund Managers

CCO | Compliance officer | Legal Counsel | General Counsel

  • Network directly with CSA and IFIC
  • Grasp the most important regulatory revisions
  • Master third party due diligence processes
  • Heighten your mentoring and training programs
  • Reduce your operational risks by assessing all risks and opportunities
  • Follow the newest trends in compliance

Lawyers: Investment, Securities and Compliance

Partner | Associate

  • Raise issues and concerns face-to-face with the regulators
  • Learn what clients are looking for and meet their needs
  • Build relationships with client prospects
  • Network with industry officials – and win client

Technology Service Providers

Director/Manager of Business Development | National and Regional Sales Representative

  • Showcase your firm's solutions to a selected audience of decision-makers
  • Get on the shortlist of multi-million dollar deals
  • Build relationships with key stakeholder

 

Ensure Your Leadership with a Customized Sponsorship/Exhibit Package

By sponsoring this one-of-a-kind event, you can showcase your company as an industry LEADER. Ensure your presence is known—be visible at this premier event! Select sponsorship packages are still available. To learn more, contact George Pollard at 1-866-298-9343 ext. 272, or email This e-mail address is being protected from spambots. You need JavaScript enabled to view it .

 

Sponsors

  • Gold Sponsor:
    Smarsh, Compliance and Risk Management Summit Sponsor
  • Gold Sponsor:
    Ethidex, Gold Sponsor for Compliance and Risk Management Summit
  • Exhibiting Sponsor:
    Outsourced Project Management Office, Exhibiting Sponsor for Compliance and Risk Management Summit

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Compliance & Risk Management Summit

Quick Links

Sponsorship Opportunity

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Speaker's Proposal

Related Event

Captives & Corporate Insurance Summit

Registration Reform Summit

ABOUT THIS CONFERENCE:

The Compliance and Risk Management Strategies Summit for Portfolio Managers and Fund Managers is a forum that provides the latest regulatory developments and best compliance strategies for asset management firms.

This senior level conference was developed with the thoughtful input of industry leaders. In an exclusive setting, senior stakeholders connect with their peers to exchange best practices, build referrals, and enhance governance.

ABOUT STRATEGY INSTITUTE:

Strategy Institute is proud to be a leader in delivering timely knowledge and best practices to the finance sector and business community for 15 years. We strive to strengthen the foundation of Canada’s legal and regulatory framework with annual conferences such as “Registration Reform Summit,” “Compliance Readiness Strategies,” “The Evolving Role of the Registration Officer,” “Point of Sale for Mutual Funds,” “Compliance and Risk Management Strategies Summit for Portfolio Managers and Fund Managers,” and many more.