Compliance & Risk Management Summit | Past Sponsors & Attendees

A
ABN Amro Asset Management Canada Limited
ADP Investor Communications
Advisor.ca
AEGON Capital Management, Inc.
AGF Asset Management Group
AGF Financial Management
AGF Management Ltd
Aird & Berlis LLP
Alberta Investment Management Corp.
Amaranth Advisors (Canada) ULC
ARC Financial Corporation
Arrow Hedge Partners Inc.
Assante Group of Companies
ATB Investor Services / Compliance
Aurion Capital Management Inc.
Autorite des marches financiers
Avenue Investment Management Inc.
B
B. C. Securities Commission
Bank of Montreal
Banwell Financial Inc.
Barclays Global Investors Canada Limited
Bimcor Inc.
Black Investment Management
Bloomberg Tradebook
BMO Harris Investment
BMO Investments Inc.
BMO Nesbitt Burns
BMO Private Client Group
Bonavista Asset Management Ltd
Borden Ladner Gervais LLP
Broadridge
Broadridge Investor Communication Services
Broadridge Investor Communications Solutions, Canada
Bull Wealth Management Group
Burgundy Asset Management Ltd
Bush Associates Ltd.
C
C. A. Delaney Capital Management Ltd.
C. F. G. Heward Investment Management Ltd.
C.F.G. Heward Investment Management Ltd
C.S.T. Consultants, Inc.
Caisse de Dépôt et Placement du Québec
Canada Mortgage & Housing Corporation (CMHC)
Canadian Investment Review
Canadian Wealth Management
Canso Investment Counsel Ltd.
Capital International Asset Management Canada Inc.
Cardinal Capital Management Inc.
Carte Wealth Management Inc
Catalyst Capital Group, Inc.
CFG Heward Investment Management Ltd
Charles River Development
CIBC Global Asset Management Inc.
CMA Holdings Inc./ Geston Privee De Portefuille
Compliance Support Services
CPP Investment Board
Credential Financial Inc.
CrestStreet Asset Management Ltd.
Croft Capital Management
Crystalline Management Inc.
Cundill Investment Research Ltd.
D
Davenport Capital
Davis-Rea Ltd.
DBS Vickers Securities (USA)
Deloitte & Touche
Diversified Global Asset Management
Donville Kent Asset Management Inc.
Dundee Wealth Management
E
Elysium Wealth Management Inc.
EMC Corporation of Canada
EMC Software
Empire Life
Ethidex Inc.
F
Fairvest Corporation
Fidelity Investments Canada Ltd.
Fiduciary Trust Company of Canada
Fiducie Desjardins
Fiera Capital Management Inc.
Financial Services Commission of Ontario
Financial Transactions & Reports Analysis Group
Fintrac
First Asset Funds
Fortis Investment Management Canada Ltd
Franklin Templeton Investments
Fraser MacKenzie Ltd.
G
Galileo Global Equity Advisors Inc.
Gardiner Roberts LLP
Genus Capital
GlobeInvest Capital Management Inc.
Gluskin Sheff + Associates Inc.
GMP Investment Management
Goodman and Carr LLP
Government of Alberta, Investment
Greystone Managed Investments Inc.
GroundLayer Capital Inc.
Gryphon International Investment Corporation
Gryphon Investment Counsel
GWL Investment Management Ltd.
H
Hansberger Global Investors
Harrington Lane Inc.
Hartford Investments Canada Corp.
Heritage Education Funds Inc.
Hesperian Capital Management Ltd.
HighStreet Asset Management
Hillsdale Investment Management Inc.
Hispania Private Equity
Horizons Beta Pro Efts
Howard, Barclay & Associates Ltd.
Howson Tattersal / Lancet Asset Management
HSBC Investments (Canada) Limited
I
I.S.S. Canada
I3 Advisors Inc.
IAIG
Independent Accountants' Investment Counsel Inc.
Independent Review
ING Bank of Canada
ING Wealth Management, Inc.
Institutional Shareholder Services
Integra Capital Limited
Invesco Trimark Ltd.
Investment Industry Regulatory Organization of Canada
Investor Economics
Investors Group
IOCT Financial Inc.
J
J. Zechner Associates Inc.
J.C Clark Ltd.
J.R. Senecal & Associates Investment Counsel Corp.
Jarislowsky Fraser Limited Investment Counsel
Jones Collombin Investment Counsel Inc.
Jones Heward Investment Counsel Inc.
K
Kerr Financial Corporation
Knight, Bain, Seath & Holbrook Capital Management Inc.
KPMG
L
Lavery de Billy
Lawrence Decter Investment Counsel Inc.
Legg Mason Canada Inc.
Lerner & Associates LLP
LIMRA
Lincluden Management Limited
Liquidnet
Lombard Odier Darier Hentsch Securities
London Life Investment Management Ltd.
Lyons Asset Management
M
M.R.S. Inc.
M.S. Lamont & Associates Ltd.
MacDougall, MacDougall & MacTier Inc.
Mackenzie Financial Corporation
Manitoba Securities Commission (MSC)
Manulife
Mawer Investment Management Ltd.
McLean & Partners Wealth Management Ltd.
McLean Budden Ltd.
MD Management
MFC Global Investment Management
Moore Capital Advisors
MorAmerica Capital Corporation
Morgan Meighen & Associates Limited
Morguard Financial Corp.
Mulvihill Capital Management
N
Natcan Investment Management
National Bank Discount Brokerage
National Bank Financial
National Post
NBC Netcan Management Investment
New Brunswick Investment Management Corporation
Nexus Investment Management Inc.
Northern Rivers Capital Management Inc.
Northern Trust
Northwater Capital Management Inc.
NT Global Advisors /Northern Trust Company
O
Omers
Omgeo LLC
Ontario Securities Commission
Orbis Investment Management
Osler, Hoskin & Harcourt LLP
P
Penson Financial Services Canada
Phillips, Hager & North Investment Management Ltd.
Pier 21 Asset Management Inc.
Planmar Financial Corp.
Polar Securities Inc.
Presima Inc.
PSP Investments
PUR Investing Inc.
PWL /Parkyn,Wermenlinger, Layton Capital Inc.
Q
Quanto Financial Group
QV Investors Inc.
R
Raymond James Financial, Inc.
RBC Asset Management
RBC Dexia
RBS
Report on Business, The Globe and Mail
Resolute Funds Ltd.
RiverStream Asset Management
Rogers Media
Rogers Publishing Limited
Russell Canada Limited
Russell Investment Group
S
Salida Capital
Saxon Financial, Subsidiary for CMA Holdings Inc.
Schroder Investment Management North America Limited
Schroder Investment Management North America Limited
Schroder Investment Management North America Ltd. Canadian Representative Office
Scot Blythe
Scotia Cassels Investment Counsel
Scotia Securities
Seamark Asset Management Ltd.
SEI Canada
Sentry Select Capital Corp.
Sentry Select Capital Inc.
SGGG Fund Services Inc
SGGG LLP
Sigma Analysis
Sionna Investment Managers
Skylon Advisors Inc.
Sprucegrove Investment Management Ltd.
Standard Life Investments Inc.
State Street Global Advisors Ltd.
Stikeman Elliott LLP
Stonebrooke Asset Management
Stonegate Private Counsel LP
Strategic Nova Fund Management Inc
Stylus Asset Management Inc.
Successful Investor Wealth Management Inc.
Summerhill Capital Management Inc.
Sun Life Securities
T
T.A.L Global Investment Management
TD Asset Management
TD Bank, Parts of Wealth Management
TD Private Client Group
The Advisor Group
The Investment Industry Association of Canada
Thornmark Asset Management Inc.
Timbercreek Asset Management
Toogood Financial Systems Inc
Torys LLP
U
UBS Bank (Canada)
UBS Global Asset Management (Canada) Co.
United Financial Corporation
University of Toronto Asset Management Corporation
USC Education Savings Plan
V
VenGrowth Asset Management
W
W.A. Robinson & Associates Ltd.
Walter Scott & Partners Limited
Watson Di Primio Steel (WDS) Investment Management Ltd.
William Edwards
Wirth Associates Inc.
WMA Securities
World Financial Group Securities of Canada Inc.

Sponsors

  • Gold Sponsor:
    Smarsh, Compliance and Risk Management Summit Sponsor
  • Gold Sponsor:
    Ethidex, Gold Sponsor for Compliance and Risk Management Summit
  • Exhibiting Sponsor:
    Outsourced Project Management Office, Exhibiting Sponsor for Compliance and Risk Management Summit

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Related Event

Captives & Corporate Insurance Summit

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ABOUT THIS CONFERENCE:

The Compliance and Risk Management Strategies Summit for Portfolio Managers and Fund Managers is a forum that provides the latest regulatory developments and best compliance strategies for asset management firms.

This senior level conference was developed with the thoughtful input of industry leaders. In an exclusive setting, senior stakeholders connect with their peers to exchange best practices, build referrals, and enhance governance.

ABOUT STRATEGY INSTITUTE:

Strategy Institute is proud to be a leader in delivering timely knowledge and best practices to the finance sector and business community for 15 years. We strive to strengthen the foundation of Canada’s legal and regulatory framework with annual conferences such as “Registration Reform Summit,” “Compliance Readiness Strategies,” “The Evolving Role of the Registration Officer,” “Point of Sale for Mutual Funds,” “Compliance and Risk Management Strategies Summit for Portfolio Managers and Fund Managers,” and many more.