Compliance & Risk Management Summit | Pre-Conference Workshop

PRE-CONFERENCE
WORKSHOP

 Tuesday, June 12th, 2012
1:00 PM
to 4:00 PM

Operational Risk Management 101: What You Need to Know as a Compliance Officer

Compliance officers are not risk management professionals, yet they are expected to work with the concept of risk during audits and daily practice. This workshop will teach you the necessary concepts and tools to be effective in your compliance role. Take away these seven benefits:

  1. Introduction to risk management
  2. What your Board needs to know about operational risk
  3. Conduct internal audits to identify, assess, and prioritize risks
  4. Monitor and control exposures
  5. Develop continuous auditing techniques
  6. Reduce reputational risks and avoid unexpected losses
  7. Improve data and compliance efficiency

Everything you need to know about risk as a compliance executive.

Barbara L. Elliot

Barbara L. Elliot

Associate Partner, Audit and Assurance Group,

PricewaterhouseCoopers
Marsha Gerhart

Marsha Gerhart

Counsel,

Borden Ladner Gervais LLP
Julie Mansi

Julie Mansi

Partner,

Borden Ladner Gervais LLP

Detailed Agenda

 

 

Sponsors

  • Gold Sponsor:
    Smarsh, Compliance and Risk Management Summit Sponsor
  • Gold Sponsor:
    Ethidex, Gold Sponsor for Compliance and Risk Management Summit
  • Exhibiting Sponsor:
    Outsourced Project Management Office, Exhibiting Sponsor for Compliance and Risk Management Summit

Download Brochure

Compliance & Risk Management Summit

Quick Links

Sponsorship Opportunity

Download Brochure

Speaker's Proposal

Related Event

Captives & Corporate Insurance Summit

Registration Reform Summit

ABOUT THIS CONFERENCE:

The Compliance and Risk Management Strategies Summit for Portfolio Managers and Fund Managers is a forum that provides the latest regulatory developments and best compliance strategies for asset management firms.

This senior level conference was developed with the thoughtful input of industry leaders. In an exclusive setting, senior stakeholders connect with their peers to exchange best practices, build referrals, and enhance governance.

ABOUT STRATEGY INSTITUTE:

Strategy Institute is proud to be a leader in delivering timely knowledge and best practices to the finance sector and business community for 15 years. We strive to strengthen the foundation of Canada’s legal and regulatory framework with annual conferences such as “Registration Reform Summit,” “Compliance Readiness Strategies,” “The Evolving Role of the Registration Officer,” “Point of Sale for Mutual Funds,” “Compliance and Risk Management Strategies Summit for Portfolio Managers and Fund Managers,” and many more.