About this Conference

Compliance and Risk Management Strategies for Portfolio and Fund Mangers is our 14th annual event designed to educate and inform financial industry executives on the latest regulatory developments for the Portfolio Management designation. Drawing on the wisdom collected from several regulatory and economic cycles, you will benefit from our solid experience in financial regulation. With the intent to improve regulatory compliance, we are bringing together leaders from the financial industry, including government regulators and leading experts from across North America. This conference will allow all stakeholders to share challenges and successes, and develop a clear vision of how to meet your obligations for the benefit of the investing public.

About Strategy Institute

Strategy Institute is proud to be a facilitator of information sharing for the financial services sector for over 15 years. We strive to strengthen Canada's investment system through annual conferences to provide the financial industry with the knowledge and tools they need to ensure a viable financial system for the benefit of the investing public.

 

Sponsors

  • Gold Sponsor:
    Smarsh, Compliance and Risk Management Summit Sponsor
  • Gold Sponsor:
    Ethidex, Gold Sponsor for Compliance and Risk Management Summit
  • Exhibiting Sponsor:
    Outsourced Project Management Office, Exhibiting Sponsor for Compliance and Risk Management Summit

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Compliance & Risk Management Summit

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Related Event

Captives & Corporate Insurance Summit

Registration Reform Summit

ABOUT THIS CONFERENCE:

The Compliance and Risk Management Strategies Summit for Portfolio Managers and Fund Managers is a forum that provides the latest regulatory developments and best compliance strategies for asset management firms.

This senior level conference was developed with the thoughtful input of industry leaders. In an exclusive setting, senior stakeholders connect with their peers to exchange best practices, build referrals, and enhance governance.

ABOUT STRATEGY INSTITUTE:

Strategy Institute is proud to be a leader in delivering timely knowledge and best practices to the finance sector and business community for 15 years. We strive to strengthen the foundation of Canada’s legal and regulatory framework with annual conferences such as “Registration Reform Summit,” “Compliance Readiness Strategies,” “The Evolving Role of the Registration Officer,” “Point of Sale for Mutual Funds,” “Compliance and Risk Management Strategies Summit for Portfolio Managers and Fund Managers,” and many more.